Ryne Duffy
Overview
Ryne Duffy is an associate in Crowell and Moring’s Washington, D.C. office, where he is a member of the White Collar and Regulatory Enforcement group. Ryne’s practice focuses on representing clients in government investigations and regulatory enforcement actions.
Career & Education
- Securities and Exchange Commission
Honors Attorney, Office of the Chief Counsel, 2022–2024 - U.S. Court of Appeals for Veterans Claims
Judicial Law Clerk, 2020–2022
- Securities and Exchange Commission
- American University, B.A., cum laude
- Washington University in St. Louis, J.D., cum laude, 2020
- Maryland
- District of Columbia
Ryne's Insights
Client Alert | 2 min read | 11.14.24
SEC ESG Enforcement Is Still Alive
On November 8, 2024 the SEC announced a settled enforcement action against Invesco Advisers, Inc. for making misleading statements about its integration of environmental, social, and governance (ESG) factors into the firm’s investment decisions. Invesco agreed to pay a $17.5 million civil penalty to settle the matter. This enforcement action makes it clear that, even though the SEC dissolved its ESG Task Force, the Commission continues to monitor firms’ statements and representations for misleading statements about ESG.
Publication | 10.24.24
Client Alert | 3 min read | 10.11.24
Client Alert | 4 min read | 10.02.24
Keurig Dr Pepper Settles with SEC for Misleading Claims Regarding Recycling
Insights
Ryne's Insights
Client Alert | 2 min read | 11.14.24
SEC ESG Enforcement Is Still Alive
On November 8, 2024 the SEC announced a settled enforcement action against Invesco Advisers, Inc. for making misleading statements about its integration of environmental, social, and governance (ESG) factors into the firm’s investment decisions. Invesco agreed to pay a $17.5 million civil penalty to settle the matter. This enforcement action makes it clear that, even though the SEC dissolved its ESG Task Force, the Commission continues to monitor firms’ statements and representations for misleading statements about ESG.
Publication | 10.24.24
Client Alert | 3 min read | 10.11.24
Client Alert | 4 min read | 10.02.24
Keurig Dr Pepper Settles with SEC for Misleading Claims Regarding Recycling