Richard B. Holbrook, Jr.
Overview
Richard B. Holbrook, Jr. is a partner in Crowell & Moring's Corporate and Financial Services Groups. Mr. Holbrook represents financial institutions, start-ups, high-tech companies, government contractors and other corporations on mergers and acquisitions, financings/investments, joint ventures, and other complex corporate transactions.
Career & Education
- University of Virginia, B.A., History and International Relations, 1992
- Georgetown University Law Center, J.D., magna cum laude and Order of the Coif, 1997
- District of Columbia
- English
- Japanese
Richard's Insights
Event | 10.16.24
Accelerating Blockchain in Finance
Crowell & Moring and Arca Labs are pleased to invite you to an exclusive gathering to explore the transformative potential of blockchain technology within the financial sector.
Speaking Engagement | 10.16.24
"Accelerating Blockchain in Finance," Crowell & Moring, New York, NY.
Press Coverage | 01.23.24
Firm News | 2 min read | 01.22.24
Corporate Partner Richard Holbrook Returns to Crowell & Moring
Representative Matters
FinTech, RegTech, Market Structure and Financial Services
- Goldman Sachs in multiple investments, including in LinkedIn Corporation., FTEN, Inc., J.L. McGregor & Co., Quantitative Services Group, LLC, TrimTabs Investment Research, Inc., APX, Inc., and Epocrates, Inc.
- Paradigm Connect in its Series A financing and various other corporate and transactional matters
- Pivot Investment Partners in multiple investments, including in Cape Analytics, Snapsheet, DV01, Earnest Research, Cowbell Cyber and Bold Penguin.
- Citibank, Credit Suisse, Goldman Sachs and JPMorgan in their investment in Access FinTech.
- JPMorgan and Euclid Opportunities (NEX) in their investment in OpenFin. Goldman Sachs, Wells Fargo, Pivot Investment Partners, and DRW Holdings in their investment in Droit Financial Technologies.
- Goldman Sachs in connection with the spin-off of its REDI business (a software- based execution management system business) and the related investment by Bank of America Merrill Lynch, Barclays Bank, Citadel Securities, BNP Paribas, and Lightyear Capital into REDI.
- Outside corporate counsel to The Green Exchange, a designated contract market (futures) that was a consortium among the Chicago Mercantile Exchange, Morgan Stanley, Goldman Sachs, J.P. Morgan, and other major market participants, including in connection with the sale of The Green Exchange to the Chicago Mercantile Exchange.
- Bank of America Merrill Lynch, Barclays Capital, Citadel Securities, Citigroup, Goldman Sachs, TD AMERITRADE, and UBS in their proposed purchase of a significant equity interest in NYSE Amex options, an options exchange operated by NYSE Euronext.
- Goldman Sachs and Vernon & Park in their investment in UNX Holdings LLC. NYSE Euronext in its acquisition of Wombat Financial Software, Inc.
- A London Stock Exchange-listed company in its acquisition of a commodity futures and OTC financial products company.
- Citigroup in its acquisition of Lava Trading Inc.
Information Technology
- OpenText Corporation, a NASDAQ and Toronto Stock Exchange listed provider of information technology, in multiple acquisitions, including of Catalyst Repository Systems, Inc., Covisint Corporation, EasyLink Services International Corporation (a NASDAQ-listed provider of business messaging and transaction services), Informative Graphics Corp., Global360, MetaStorm and Streamserve.
- SecureWave, a Luxembourg company, in its sale to PatchLink Corporation (now Lumension).
Fund Formation and Investments
Mr. Holbrook has an active practice representing fund sponsors and investors in fund formation and GP-transactions across a variety of fund strategies, principally focused on private equity and venture capital strategies (particularly FinTech focused funds), as well as crypto- and commodity strategies, including representation of an anchor investor in a private equity fund and GP-investment transaction; representations of investors in multiple venture capital, private equity and other strategies; ongoing representations of sponsors in formations of multiple crypto-related funds and investment vehicles; and representations of sponsors in proposed venture capital funds, including sponsors of funds related to accelerators/incubators. After formation of a fund or investment in a fund, Mr. Holbrook often represents the sponsor or investors in ongoing investments and matters.
Government Contractors
- ForceX, a government contractor, in its sale to L-3 Communications.
- BAE Systems in various M&A transactions and joint ventures.
- A software company in its acquisition of assets and the formation of a joint venture to develop software for the public health sector.
Additional Transactions
- Kymco Capital and Kymco in their investment in the U.S. $1.8 billion SPAC merger and spinoff of Livewire, Harley Davidson’s electric motorcycle business, and on their related OEM arrangements
- Kobe Steel and Kobelco Construction Machinery in a global alliance and related asset and share acquisitions and dispositions, technology licensing arrangements, joint venture arrangements and supply arrangements with another construction equipment manufacturer in a transaction spanning Japan, the United States, Italy, the United Kingdom, Australia, The Netherlands, Germany, Shanghai and Singapore.
- A luxury goods manufacturer in a joint venture with a Japanese trading company, including with respect to trademark arrangements, joint venture arrangements, share purchase arrangements and production and supply arrangements in Japan.
- An information provider in a joint venture-like arrangement and database licensing arrangement in the Japanese OTC pharmaceutical market.
- An Asian sovereign and several state-owned corporations vis-à-vis a syndicate of international banks in connection with the restructuring of a syndicated loan and the settlement of related arbitration.
- A consortium of major specialty plastics manufacturers in the United States and Europe in the formation of a joint venture for online sales of specialty plastics.
- A secured lender during the out-of-court work-out of a NYSE listed computer equipment leasing company.
Richard's Insights
Event | 10.16.24
Accelerating Blockchain in Finance
Crowell & Moring and Arca Labs are pleased to invite you to an exclusive gathering to explore the transformative potential of blockchain technology within the financial sector.
Speaking Engagement | 10.16.24
"Accelerating Blockchain in Finance," Crowell & Moring, New York, NY.
Press Coverage | 01.23.24
Firm News | 2 min read | 01.22.24
Corporate Partner Richard Holbrook Returns to Crowell & Moring
Insights
Uncleared Swaps Margin Proposals: Issues for CCOs To Consider
|10.06.14
Institutional Investor's Compliance Reporter
Over a Barrel: Strategic Considerations for Investment Funds at the Crossroads of Antitrust and Securities Law
|12.01.12
Bloomberg BNA – Antitrust & Trade Regulation Report, Vol. 103, No. 2579
"Cross-Border Financing of Fintech Start-ups: A Practical Look at Venture Debt and Venture Equity Financing Practices in Canada, Europe and the U.S.," ABA Business Law Section 2019 Annual Meeting, Washington, D.C.
|09.13.19
"Cross-Border Fintech Investment: From Venture Financing to Private Equity and Beyond," ABA Business Law Section 2019 Spring Meeting, Vancouver, Canada
|03.28.19
"Coming to America: Corporate Law Considerations Applicable to Investments in the United States," International Law Institute
|10.23.17
"Selling Your Business: From Founding to Managing Sale Proceeds," Crowell & Moring Webinar
|05.19.17
"Private Equity in the Fintech Sector," Family Office & Private Equity Dealmakers Breakfast Series, New York, NY
|10.06.16
Richard's Insights
Event | 10.16.24
Accelerating Blockchain in Finance
Crowell & Moring and Arca Labs are pleased to invite you to an exclusive gathering to explore the transformative potential of blockchain technology within the financial sector.
Speaking Engagement | 10.16.24
"Accelerating Blockchain in Finance," Crowell & Moring, New York, NY.
Press Coverage | 01.23.24
Firm News | 2 min read | 01.22.24
Corporate Partner Richard Holbrook Returns to Crowell & Moring