Jeff Severson
Overview
Jeffrey M. Severson represents individual and corporate clients facing complex, high-stakes criminal and regulatory investigations initiated by the full slate of federal and state regulators. Jeff uses his experience navigating the complex demands of regulatory investigations and criminal prosecutions to fashion effective defense strategies and collaborate with his clients to guide them to successful outcomes.
Career & Education
- Fordham University School of Law, J.D., cum laude, 2013
- Carleton College, B.A., magna cum laude, history
- Columbia University, M.A., political science
- California
- Colorado
- New York
- U.S. District Court for the Eastern District of New York
- U.S. District Court for the Southern District of New York
Jeff's Insights
Client Alert | 2 min read | 11.14.24
SEC ESG Enforcement Is Still Alive
On November 8, 2024 the SEC announced a settled enforcement action against Invesco Advisers, Inc. for making misleading statements about its integration of environmental, social, and governance (ESG) factors into the firm’s investment decisions. Invesco agreed to pay a $17.5 million civil penalty to settle the matter. This enforcement action makes it clear that, even though the SEC dissolved its ESG Task Force, the Commission continues to monitor firms’ statements and representations for misleading statements about ESG.
Publication | 10.24.24
Client Alert | 4 min read | 10.02.24
Keurig Dr Pepper Settles with SEC for Misleading Claims Regarding Recycling
Client Alert | 3 min read | 09.13.24
Representative Matters
- Represented a managing director at a U.S. investment bank in a DOJ, SEC, and Federal Reserve Board investigation into possible FCPA violations in Asia. In defending an enforcement action brought by the Federal Reserve, negotiated a settlement involving no monetary penalty or admission of liability.
- Representing multiple corporations in investigations into hiring practices (no-poach/nonsolicitation).
- Representing an international pharmaceutical company in a New Jersey Office of the Attorney General inquiry into potential fraud in a tax incentives program.
- Representing a pool of employees at a publicly traded pharmaceutical company as part of a DOJ health care fraud investigation.
- Representing multiple traders as part of SEC securities fraud investigations.
- Representing multiple broker-dealers in FINRA enforcement actions.
Jeff's Insights
Client Alert | 2 min read | 11.14.24
SEC ESG Enforcement Is Still Alive
On November 8, 2024 the SEC announced a settled enforcement action against Invesco Advisers, Inc. for making misleading statements about its integration of environmental, social, and governance (ESG) factors into the firm’s investment decisions. Invesco agreed to pay a $17.5 million civil penalty to settle the matter. This enforcement action makes it clear that, even though the SEC dissolved its ESG Task Force, the Commission continues to monitor firms’ statements and representations for misleading statements about ESG.
Publication | 10.24.24
Client Alert | 4 min read | 10.02.24
Keurig Dr Pepper Settles with SEC for Misleading Claims Regarding Recycling
Client Alert | 3 min read | 09.13.24
Insights
Trends in Business and Human Rights Law in the Group of Seven (G7)
|08.01.20
Human Rights and Business Initiative, UC Berkeley
Jeff's Insights
Client Alert | 2 min read | 11.14.24
SEC ESG Enforcement Is Still Alive
On November 8, 2024 the SEC announced a settled enforcement action against Invesco Advisers, Inc. for making misleading statements about its integration of environmental, social, and governance (ESG) factors into the firm’s investment decisions. Invesco agreed to pay a $17.5 million civil penalty to settle the matter. This enforcement action makes it clear that, even though the SEC dissolved its ESG Task Force, the Commission continues to monitor firms’ statements and representations for misleading statements about ESG.
Publication | 10.24.24
Client Alert | 4 min read | 10.02.24
Keurig Dr Pepper Settles with SEC for Misleading Claims Regarding Recycling
Client Alert | 3 min read | 09.13.24