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  3. |WEBINAR: Investigations 101 for In-House Counsel — The Do's, the Don'ts, and the Why's

WEBINAR: Investigations 101 for In-House Counsel — The Do's, the Don'ts, and the Why's

Webinar | 03.23.17, 9:00 AM EDT - 10:00 AM EDT

Conducting an internal investigation is fraught with pitfalls for the unwary and unprepared. This webinar is designed to alert you to those pitfalls and to discuss best practices in structuring and conducting internal investigations of any kind. There are many different circumstances under which a company will need to conduct an internal investigation. Sometimes an issue that warrants investigation to ensure statutory, regulatory or contractual compliance will arise internally or informally from a customer. Other times an investigation will be triggered by a request for information from the government.

In either case, it is important to structure and conduct the investigation to learn the necessary information while protecting the interests of the company. In this webinar, we will discuss how to conduct an investigation to maintain the attorney client privilege — including recent case law on the role lawyers must play and the Upjohn warnings that must be provided to employees — and how to ensure that your investigation will be sufficiently robust to address both internal and external concerns.

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Webinar | 10.10.24 - 11.14.24

US Sanctions Webinar Series

Thursday, October 10, 2024Understanding FinCEN's Final Rule: AML/CFT Compliance for Investment AdvisersOn August 28, 2024, the Financial Crimes Enforcement Network (FinCEN) issued a final rule that will impose new anti-money laundering and countering the financing of terrorism (AML/CFT) requirements on SEC-registered investment advisers and exempt reporting advisers. Join us for an insightful webinar on the new regulatory requirements issued by FinCEN. This session will provide a comprehensive overview of the specific requirements for AML/CFT compliance programs, as well as key takeaways and issues to keep top of mind as we move into this new enforcement era....