ABA - 11th Annual National Institute on Securities Fraud

Each year, this National Institute draws elite officials from both the U.S. Department of Justice and the U.S. Securities and Exchange Commission for an exclusive educational and professional forum to examine current legal and ethical issues relating to securities fraud.

White Collar & Regulatory Enforcement Group Partners Tom Hanusik, Dan Zelenko and Cari Stinebower are participating in this event. Tom is the moderator on the topic entitled, "Plenary Session: 2016: The Year in Review; 2017 The Year Ahead." Dan is speaking on the topic: "What's New at the SEC and FINRA: The Latest and Greatest SEC Enforcement Theories." Cari is also speaking. Her topic: "The Impact of Anti-Money Laundering, Know Your Customer and SAR Rules."