Investment Funds Alert | Crowell & Moring

News & Events

Year: 2013 2012 2011 All

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Mar.18.2013	SEC Investment Management Division Issues Guidance Concerning Social Media and Filing Requirements for Mutual Funds
Mar.12.2013	SEC Sends Message to Stop Fundraising by Unregistered "Finders"; comes Down Hard on Fund Sponsor and Managing Partner
Mar.08.2013	SEC Issues Risk Alert Regarding Adviser Examinations
Feb.27.2013	SEC Releases 2013 Examination Priorities
Feb.08.2013	DOL Provides ERISA Fiduciary Relief to FCMs and Clearing Organizations for Certain Swap Transactions with ERISA Plans
Sep.27.2012	Continuing FTC Focus on Investment Funds for Failure to File Timely HSR Notifications
Mar.14.2012	CFTC Issues Final Rules Regarding Exemptions, Registration and Compliance Obligations for CPOs and CTAs of Public and Private Funds
Oct.27.2011	SEC Approves Private Fund Reporting Rule
Sep.28.2011	Proposed Legislation To Tax "Carried Interests" as Ordinary Income
Jun.28.2011	New SEC Investment Adviser Regulations: What Do You Need To Know?
May.24.2011	SEC Proposes Changes to the Qualified Client Definition

News & Events