"Compliance Clarified: Navigating Finder's Fees Rules," Compliance Reporter (May 24, 2010). Author: Mark A. Egert.
New York-based partner Mark A. Egert, member of Crowell & Moring LLP's Corporate and Financial Services groups, writes about the Financial Industry Regulatory Authority's (FINRA) proposed new Rule 2040 to govern the payment of finder's fees.